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            Abstract Interactions among the El Niño‐Southern Oscillation, Indian Ocean Basin mode (IOB), and Indian Ocean Dipole (IOD) significantly impact global climate variability and seasonal predictions. Traditionally, positive IOD (pIOD) and IOB warming events are associated with El Niño, driven by its influence on the tropical Indian Ocean through Walker Circulation anomalies. Our findings enrich this framework, revealing that a pIOD without El Niño can independently trigger IOB warming, and both types of pIODs can induce La Niña events. While El Niño primarily forces IOB warming and subsequent La Niña development via the atmospheric bridge across the Maritime Continent, pIODs independent of El Niño influence IOB warming through oceanic dynamics, which further favors La Niña development in the following year. The NMEFC‐CESM model sensitivity experiments underscore the critical role of thermocline processes in this mechanism, dependent on the pIOD's temperature amplitude, offering vital insights for forecasting post‐IOD, IOB, and La Niña events.more » « lessFree, publicly-accessible full text available April 16, 2026
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            Abstract The storage of anthropogenic heat in oceans is geographically inhomogeneous, leading to differential warming rates among major ocean basins with notable regional climate impacts. Our analyses of observation-based datasets show that the average warming rate of 0–2000-m Atlantic Ocean since 1960 is nearly threefold stronger than that of the Indo-Pacific Oceans. This feature is robustly captured by historical simulations of phase 6 of Coupled Model Intercomparison Project (CMIP6) and is projected to persist into the future. In CMIP6 simulations, the ocean heat uptake through surface heat fluxes plays a central role in shaping the interbasin warming contrasts. In addition to the slowdown of the Atlantic meridional overturning circulation as stressed in some existing studies, alterations of atmospheric conditions under greenhouse warming are also essential for the increased surface heat flux into the North Atlantic. Specifically, the reduced anthropogenic aerosol concentration in the North Atlantic since the 1980s has been favorable for the enhanced Atlantic Ocean heat uptake in CMIP6 models. Another previously overlooked factor is the geographic shape of the Atlantic Ocean which is relatively wide in midlatitudes and narrow in low latitudes, in contrast to that of the Indo-Pacific Oceans. Combined with the poleward migration of atmospheric circulations, which leads to the meridional pattern of surface heat uptake with broadly enhanced heat uptake in midlatitude oceans due to reduced surface wind speed and cloud cover, the geographic shape effect renders a higher basin-average heat uptake in the Atlantic.more » « less
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            Abstract This study revisits the issue of why tropical cyclones (TCs) develop more rapidly at lower latitudes, using ensemble axisymmetric numerical simulations and energy diagnostics based on the isentropic analysis, with the focus on the relative importance of the outflow-layer and boundary layer inertial stabilities to TC intensification and energy cycle. Results show that although lowering the outflow-layer Coriolis parameter and thus inertial stability can slightly strengthen the outflow, it does not affect the simulated TC development, whereas lowering the boundary layer Coriolis parameter largely enhances the secondary circulation and TC intensification as in the experiment with a reduced Coriolis parameter throughout the model atmosphere. This suggests that TC outflow is more likely a passive result of the convergent inflow in the boundary layer and convective updraft in the eyewall. The boundary layer inertial stability is found to control the convergent inflow in the boundary layer and depth of convection in the eyewall and thus the temperature of the energy sink in the TC heat engine, which determines the efficiency and overall mechanical output of the heat engine and thus TC intensification. It is also shown that the hypothesized isothermal and adiabatic compression legs at the downstream end of the outflow in the classical Carnot cycle are not supported in the thermodynamic cycle of the simulated TCs, implying that the hypothesized classical TC Carnot cycle is not closed. It is the theoretical maximum work of the heat engine, not the energy expenditure following the outflow downstream, that determines the mechanical work used to intensify a TC.more » « less
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            Abstract Wave breaking under strong wind conditions in tropical cyclones (TCs) can generate sea spray droplets, which, during their suspension in air, release sensible heat due to the air‐sea temperature difference while absorb sensible heat from the environment when they evaporate and release latent heat to the environment. Since the spray mass flux is a function of surface drag coefficient (CD), the effect of spray on TC evolution should depends on CDparameterization, while this has not been addressed so far. This study examines the effects of sea spray on the simulated TC evolution with two different CDparameterizations (the Weather Research and Forecasting (WRF) default scheme and the Donelan scheme). Results show that during the primary intensification stage, the TC with spray effect becomes stronger than that without spray when the WRF CDscheme is used, but becomes weaker when the Donelan CDscheme is used. This occurs because CDis maximum outside the radius of maximum wind (RMW) with the Donelan scheme, which produces relatively large spray‐mediated latent heat flux outside the RMW, which is unfavorable for TC intensification. The difference is enlarged by a feedback between spray and TC intensification involving the inertial stability and surface friction‐induced radial inflow. However, in the mature stage, the simulated TCs with spray become stronger no matter which CDscheme is used. In addition, the spray effect on the TC inner‐core size evolution also weakly depends on the drag parameterization. When CDis relatively greater outside the RMW, the inclusion of the spray effect would lead to the inner‐core size increase.more » « less
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            Abstract Previous observational studies have shown that the intensification rate (IR) of a tropical cyclone (TC) is often correlated with its real-time size. However, no any size parameter explicitly appears in the recent time-dependent theory of TC intensification, while the theory can still well capture the intensity evolution of simulated TCs. This study provides a detailed analysis to address how TC real-time size affects its intensification and why no size parameter explicitly appears in the theory based on the results from axisymmetric numerical simulations. The results show that the overall correlation between the TC IR and real-time size as reported in previous observational studies, in terms of both the radius of maximum wind (RMW) and the radius of 17 m s−1wind (R17), is largely related to the correlation between the IR and intensity because the size and intensity are highly interrelated. As a result, the correlation between the TC IR and size for a given intensity is rather weak. Diagnostic analysis shows that the TC real-time size (RMW and R17) has two opposing effects on intensification. A larger TC size tends to result in a higher steady-state intensity but reduce the conversion efficiency of thermodynamic energy to inner-core kinetic energy or the degree of moist neutrality of the eyewall ascent for a given intensity. The former is favorable, while the latter is unfavorable for intensification. The two effects are implicitly included in the theory and largely offset, resulting in the weak dependence of the IR on TC size for a given intensity.more » « less
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            Abstract Several key issues in the simple time-dependent theories of tropical cyclone (TC) intensification developed in recent years remain, including the lack of a closure for the pressure dependence of saturation enthalpy at sea surface temperature (SST) under the eyewall and the definition of environmental conditions, such as the boundary layer enthalpy in TC environment and the TC outflow-layer temperature. In this study, some refinements to the most recent time-dependent theory of TC intensification have been accomplished to resolve those issues. The first is the construction of a functional relationship between the surface pressure under the eyewall and the TC intensity, which is derived using the cyclostrophic wind balance and calibrated using full-physics axisymmetric model simulations. The second is the definition of TC environment that explicitly includes the air–sea temperature difference. The third is the TC outflow-layer temperature parameterized as a linear function of SST based on global reanalysis data. With these refinements, the updated time-dependent theory becomes self-contained and can give both the intensity-dependent TC intensification rate (IR) and the maximum potential intensity (MPI) under given environmental thermodynamic conditions. It is shown that the pressure dependence of saturation enthalpy at SST can lead to an increase in the TC MPI and IR by about half of that induced by dissipative heating due to surface friction. Results also show that both MPI and IR increase with increasing SST, surface enthalpy exchange coefficient, environmental air–sea temperature difference, and decreasing environmental boundary layer relative humidity, but the maximum IR is insensitive to surface drag coefficient. Significance StatementA new advancement in the recent decade is the development of simple time-dependent theories of tropical cyclone (TC) intensification, which can provide quantitative understanding of TC intensity change. However, several key issues in these simple time-dependent theories remain, including the lack of a closure for the pressure dependence of saturation enthalpy at sea surface temperature under the eyewall and the definition of environmental conditions. These are resolved in this study with several refinements, which make the most recent time-dependent theory of TC intensification self-contained and practical.more » « less
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            Abstract The phenomenon that rapid contraction (RC) of the radius of maximum wind (RMW) could precede rapid intensification (RI) in tropical cyclones (TCs) has been found in several previous studies, but it is still unclear how frequently and to what extent RC precedes RI in rapidly intensifying and contracting TCs in observations. In this study, the statistical relationship between RMW RC and TC RI is examined based on the extended best track dataset for the North Atlantic and eastern North Pacific during 1999–2019. Results show that for more than ∼65% of available TCs, the time of the peak contraction rate precedes the time of the peak intensification rate, on average, by ∼10–15 h. With the quantitatively defined RC and RI, results show that ∼50% TCs with RC experience RI, and TCs with larger intensity and smaller RMW and embedded in more favorable environmental conditions tend to experience RI more readily following an RC. Among those TCs with RC and RI, more than ∼65% involve the onset of RC preceding the onset of RI, on average, by ∼15–25 h. The preceding time tends to be longer with lower TC intensity and larger RMW and shows weak correlations with environmental conditions. The qualitative results are insensitive to the time interval for the calculation of intensification/contraction rates and the definition of RI. The results from this study can improve our understanding of TC structure and intensity changes.more » « less
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            Abstract The subtropical Indian Ocean dipole (SIOD) and Ningaloo Niño are the two dominant modes of interannual climate variability in the subtropical south Indian Ocean. Observations show that the SIOD has been weakening in the recent decades, while Ningaloo Niño has been strengthening. In this study, we investigate the causes for such changes by analyzing climate model experiments using the NCAR Community Earth System Model, version 1 (CESM1). Ensemble-mean results from CESM1 large-ensemble (CESM1-LE) show that the external forcing causes negligible changes in the amplitudes of the SIOD and Ningaloo Niño, suggesting a dominant role of internal climate variability. Meanwhile, results from CESM1 pacemaker experiments reveal that the observed changes in the two climate modes cannot be attributed to the effect of sea surface temperature anomalies (SSTA) in either the eastern tropical Pacific Ocean or tropical Indian Ocean. By further comparing different ensemble members from the CESM1-LE, we find that a warm pool dipole mode of decadal variability, with opposite SSTA in the southeast Indian Ocean and the western-central tropical Pacific Ocean plays an important role in driving the observed changes in the SIOD and Ningaloo Niño. These changes in the two climate modes have considerable impacts on precipitation and sea level variabilities in the south Indian Ocean region.more » « less
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